SMR Corporate Secretary - #2109912
Venn Group
SMR Corporate Secretary
London | Hybrid (2–3 days per week)
6-Month Contract | £350–410 per day (Umbrella)
We are working with a leading international investment bank seeking an Assistant Vice President to join its Corporate Governance function, supporting the delivery and ongoing maintenance of the Senior Managers & Certification Regime (SMCR) framework across the organisation.
This role is ideal for someone with hands-on experience managing SMCR processes within an FCA-regulated financial institution, who is looking to join a collaborative governance team in a highly regulated banking environment.
Key Responsibilities
- Manage the day-to-day administration of the Senior Managers & Certification Regime (SMCR) framework.
- Prepare and maintain Statements of Responsibilities (SoRs) and Management Responsibilities Maps (MRMs).
- Support the management of Senior Management Functions (SMFs) and the Certification Regime, including joiners, movers and leavers.
- Coordinate Fit & Proper assessments and maintain associated governance records.
- Prepare and submit regulatory notifications and filings to the FCA/PRA.
- Maintain SMCR governance documentation, including handover documents and supporting records.
- Support the preparation of governance and committee papers where required.
- Provide guidance to stakeholders on SMCR requirements and regulatory obligations.
- Maintain policies, procedures and governance documentation in line with regulatory expectations.
About You
You'll have experience working within an FCA-regulated bank or financial institution and will have practical, hands-on knowledge of the SMCR framework.
You will ideally have experience with:
- Senior Managers & Certification Regime (SMCR)
- Statements of Responsibilities (SoRs)
- Management Responsibilities Maps (MRMs)
- Senior Management Functions (SMFs)
- Certification Regime administration
- Fit & Proper assessments
- FCA/PRA regulatory submissions
- Governance documentation and regulatory record keeping
- Strong stakeholder management across Compliance, Legal, HR and Senior Management
This is an excellent opportunity to join a well-established governance team within a global banking organisation, working in a role with genuine ownership of the firm's SMCR framework and exposure to senior stakeholders across the business.
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