Compliance Manager - 12 Month FTC - #2149723
Harrison Holgate
Date: 2 weeks ago
City: London
Salary:
£80,000
-
£85,000
/ year
Contract type: Full time
Compliance Manager - 12 Month FTC
Specialist Insurance Business | London | Hybrid
Salary: Up to £85,000 + Benefits
Harrison Holgate is working with a specialist insurance business to recruit a Compliance Manager on a 12-month fixed-term contract.
This is a broad and hands-on compliance role, supporting the General Counsel, Head of Legal and Compliance in managing the organisation's compliance framework and ensuring adherence to regulatory, legal and internal policy requirements.
The Role
* Maintain and develop the compliance monitoring programme and framework.
* Provide regulatory advice and guidance to the business.
* Monitor regulatory developments and support implementation of regulatory change.
* Oversee financial crime compliance, including AML, sanctions, KYC, ABC and fraud prevention.
* Support regulatory submissions, notifications and interactions with regulators.
* Conduct compliance risk assessments and maintain risk registers.
* Support compliance projects, including GDPR, policy reviews and regulatory change.
* Investigate compliance incidents, breaches and complaints and oversee remediation.
* Support compliance training and awareness programmes.
* Prepare MI and reports for senior management, risk committees and boards.
* Support internal and external audits and regulatory inspections.
About You
* Strong knowledge of FCA and insurance market regulatory requirements.
* Experience within insurance broking, MGA, delegated authority or financial services compliance.
* Strong understanding of AML, sanctions, KYC, financial crime, conduct risk and data protection.
* London Market insurance experience would be advantageous.
* Strong stakeholder management skills, with the ability to influence and challenge at all levels.
* Excellent analytical, organisational and problem-solving skills.
* Experience drafting policies, procedures, regulatory submissions and compliance reports.
This is an excellent opportunity for a pragmatic and commercially minded Compliance professional looking for a broad, hands-on role within the London insurance market
Specialist Insurance Business | London | Hybrid
Salary: Up to £85,000 + Benefits
Harrison Holgate is working with a specialist insurance business to recruit a Compliance Manager on a 12-month fixed-term contract.
This is a broad and hands-on compliance role, supporting the General Counsel, Head of Legal and Compliance in managing the organisation's compliance framework and ensuring adherence to regulatory, legal and internal policy requirements.
The Role
* Maintain and develop the compliance monitoring programme and framework.
* Provide regulatory advice and guidance to the business.
* Monitor regulatory developments and support implementation of regulatory change.
* Oversee financial crime compliance, including AML, sanctions, KYC, ABC and fraud prevention.
* Support regulatory submissions, notifications and interactions with regulators.
* Conduct compliance risk assessments and maintain risk registers.
* Support compliance projects, including GDPR, policy reviews and regulatory change.
* Investigate compliance incidents, breaches and complaints and oversee remediation.
* Support compliance training and awareness programmes.
* Prepare MI and reports for senior management, risk committees and boards.
* Support internal and external audits and regulatory inspections.
About You
* Strong knowledge of FCA and insurance market regulatory requirements.
* Experience within insurance broking, MGA, delegated authority or financial services compliance.
* Strong understanding of AML, sanctions, KYC, financial crime, conduct risk and data protection.
* London Market insurance experience would be advantageous.
* Strong stakeholder management skills, with the ability to influence and challenge at all levels.
* Excellent analytical, organisational and problem-solving skills.
* Experience drafting policies, procedures, regulatory submissions and compliance reports.
This is an excellent opportunity for a pragmatic and commercially minded Compliance professional looking for a broad, hands-on role within the London insurance market
How to apply
To apply for this job you need to authorize on our website. If you don't have an account yet, please register.
Post a resumeSimilar jobs
Executive Assistant (Temporary)
Michael Page Business Support,
£22
-
£24
/ hour
8 hours ago
EA to support an Operations team within the financial services sector. This role involves keeping things running smoothly with day-to-day administrative tasks and providing essential support to a busy team. Client Details This role is with a company in the...
AML Analyst - US Law Firm
Ryder Reid Legal Ltd,
8 hours ago
An elite US law firm is looking to recruit an AML Analyst to join their growing London team. This is an excellent opportunity for an AML professional to join a prestigious international law firm, supporting the firm's risk and compliance...
Contract Data Scientist
Harnham - Data & Analytics Recruitment,
£500
-
£560
/ day
8 hours ago
The Opportunity We're supporting a specialist data and analytics company that develops and licenses a proprietary customer intelligence platform used by enterprise clients. Their platform sits within client environments and leverages first-party customer data, transactions and behavioural events to identify...
