Compliance Specialist Distribution 6 Month Contract - #2164959

eFinancialCareers


Date: 1 hour ago
City: London
Contract type: Full time
eFinancialCareers

Global Asset manager is looking to hire a Distribution Compliance Specialist.

You will be responsible for the review of all marketing materials and client communications for compliance with FCA requirements and applicable local regulatory standards as well as providing regulatory guidance and support to Distribution colleagues and compliance teams across group affiliates on marketing materials requirements and cross-border distribution arrangements.You will also maintaining accurate records of reviews and approvals, and supporting process improvements to enhance review efficiency.

Suitable Candidates will have:

· Experience in a compliance role within asset management

· Strong working knowledge of FCA Conduct of Business rules, particularly relating to financial promotions and client communications.

· Experience reviewing marketing materials, presentations, and client communications for regulatory compliance.

How to apply

To apply for this job you need to authorize on our website. If you don't have an account yet, please register.

Post a resume

Similar jobs

Enterprise Account Executive - Real Estate

eFinancialCareers,
1 hour ago
About the Role: Grade Level (for internal use): 11 The Team: With Intelligence is looking for a talented and driven Enterprise Account Executive to drive strategic new Real Estate subscriptions to our platform. You will be part of a commercially...
eFinancialCareers

Client Services Coordinator

eFinancialCareers,
2 hours ago
About the Role: Grade Level (for internal use): 08 The Client Services Coordinator plays a pivotal role in delivering an exceptional client experience across the Women's Summits portfolio, driving delegate retention, growth, and long-term client loyalty. By building trusted relationships...
eFinancialCareers

VP RM Rates Sales - Selby Jennings

eFinancialCareers,
2 hours ago
Key Responsibilities Manage and develop relationships with institutional investors, including asset managers, pension funds, insurance companies, LDI managers, sovereign wealth funds and central banks. Market a broad range of rates products including government bonds, interest rate swaps, inflation products, repo...
eFinancialCareers