Private Side Compliance Advisory VP - #2166787

We are working with a leading global financial institution to recruit a Vice President, Private Side Compliance Advisory for their London office. This is an excellent opportunity for an experienced compliance professional to step into a high-visibility role, providing advisory coverage across private-side businesses and gaining full exposure to investment banking activities within a growing international platform.

As part of the Compliance Advisory team, you will act across both the banking and securities arms of the organization under a dual-hat arrangement. You'll be the primary point of contact for Corporate & Investment Banking teams and Transaction Banking, offering guidance on regulatory and conduct matters while building strong relationships across the business.

• Provide compliance advisory support to private-side businesses, focusing on Corporate & Investment Banking.
• Offer advice on regulatory requirements and conduct matters.
• Support the implementation of key regulatory changes and contribute to local/global projects.
• Draft and update policies and procedures as needed.
• Deliver training sessions to front-office teams on compliance topics.
• Participate in investigations and inquiries when required.

To succeed in this role, you'll need:

• At least 7 years of relevant compliance experience in a Front Office advisory role within investment banking.
• Strong knowledge of investment banking products (e.g., loans, structured finance) and applicable regulations (e.g., MiFID II, MAR).
• Excellent communication skills and the ability to build relationships at all levels.
• A proactive approach with sound judgment and attention to detail.
• The ability to manage workloads effectively under pressure and tight deadlines.

A strong educational background with a university degree is essential for this position.

This is a fantastic opportunity to join one of the world's leading financial institutions, known for its commitment to integrity, transparency, and sustainable growth. You'll have the chance to work in a collaborative environment that values professional development while contributing to meaningful projects in compliance advisory.

If you're ready to take your career to the next level in a challenging yet rewarding role, we'd love to hear from you. Please apply today or get in touch for more information-all applications will be handled confidentially.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates