Senior Compliance Officer - #2186009
qed legal
Date: 25 minutes ago
City: London
Salary:
£45,000
-
£55,000
/ year
Contract type: Full time
Senior Compliance Officer
London
We're working with a growing boutique law firm with a busy real estate practice. They’re looking for someone to work closely with the COLP and MLRO on day-to-day compliance and take the lead on building a file audit programme, handling AML and source of funds queries and more
The Role?
• Set up and run regular file audits, including reviewing consultant files, recording findings and following up on actions.
• Carry out AML and client due diligence checks across residential and commercial property matters.
• Advise fee earners on source of funds and source of wealth, including what evidence to ask for and when to escalate.
• Respond to day-to-day compliance queries from partners, fee earners and consultants.
• Use audit findings and recurring queries to improve procedures, guidance and training.
About you?
• You have hands-on law firm compliance experience, ideally with exposure to conveyancing or commercial property.
• You’re comfortable advising on AML, CDD, source of funds and source of wealth.
• You’ve carried out file reviews or audits and are ready to take ownership of how they’re run.
• You’re confident working with partners and fee earners and can explain what’s needed to move a matter forward.
What's in it for you?
• Take ownership of designing and running the firm’s file audit programme.
• Work closely with the COLP and MLRO and learn from them on day-to-day compliance matters.
• Get hands-on exposure to a mix of residential and commercial real estate work.
• Use your audit findings to improve guidance and training across the firm.
Interested?
Know anyone looking for something new?
Reach out for a confidential conversation
London
We're working with a growing boutique law firm with a busy real estate practice. They’re looking for someone to work closely with the COLP and MLRO on day-to-day compliance and take the lead on building a file audit programme, handling AML and source of funds queries and more
The Role?
• Set up and run regular file audits, including reviewing consultant files, recording findings and following up on actions.
• Carry out AML and client due diligence checks across residential and commercial property matters.
• Advise fee earners on source of funds and source of wealth, including what evidence to ask for and when to escalate.
• Respond to day-to-day compliance queries from partners, fee earners and consultants.
• Use audit findings and recurring queries to improve procedures, guidance and training.
About you?
• You have hands-on law firm compliance experience, ideally with exposure to conveyancing or commercial property.
• You’re comfortable advising on AML, CDD, source of funds and source of wealth.
• You’ve carried out file reviews or audits and are ready to take ownership of how they’re run.
• You’re confident working with partners and fee earners and can explain what’s needed to move a matter forward.
What's in it for you?
• Take ownership of designing and running the firm’s file audit programme.
• Work closely with the COLP and MLRO and learn from them on day-to-day compliance matters.
• Get hands-on exposure to a mix of residential and commercial real estate work.
• Use your audit findings to improve guidance and training across the firm.
Interested?
Know anyone looking for something new?
Reach out for a confidential conversation
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