Compliance Manager - #2194937

Compliance Manager, London. c£80,000 + Bonus & Benefits

Are you an experienced insurance compliance professional looking for a broad governance remit with real influence across the business? Our client, an established insurance intermediary, is looking for a Compliance Manager to help shape and coordinate its governance framework, working closely with the Head of Compliance, wider Compliance team and senior stakeholders.

This is a pivotal role in a growing group, combining regulatory expertise with a practical, collaborative approach, and offering the chance to influence business-wide initiatives and support strategic change.

Hybrid working, 2 days in the office a week ideally.

The role

• Support the development, delivery and ongoing evolution of the Group Compliance Plan.
• Monitor regulatory developments and help the business prepare for and implement regulatory change.
• Support interactions with the FCA and coordinate responses to regulatory requests and enquiries.
• Maintain and enhance governance frameworks, including SMCR responsibilities, Statements of Responsibilities and Responsibility Maps.
• Support oversight of Threshold Conditions, Adequate Resources assessments and associated governance reporting.
• Coordinate Compliance involvement in key regulatory initiatives, including Operational Resilience, Wind-Down Planning and Third-Party Risk Management.
• Support assurance activity and provide compliance support to acquisitions, integration projects and wider business initiatives.

About you

• Strong understanding of FCA regulatory requirements and compliance best practice.
• Experience within a Compliance function in the insurance industry.
• Experience supporting governance frameworks, regulatory reporting, compliance operations or regulatory change programmes.
• Strong knowledge of SMCR, regulatory governance and risk management principles.
• Excellent communication and stakeholder management skills.
• Able to manage competing priorities and deliver high-quality work under pressure.
• Strong analytical capability and sound judgement, with the ability to identify regulatory risks and know when to escalate.

It would be a bonus if you also have a CII, ICA or equivalent qualification. Knowledge of Lloyd’s and London Market, or experience of FCA interactions and submissions, Operational Resilience, Wind-Down Planning or Third-Party Risk Management programmes, mergers, acquisitions and integration activity, or leading projects and cross functional workstreams.

For further details about this and many other great opportunities within Financial Services, please contact Andrew Stark at Synchronicity Compliance.