Compliance Monitoring Associate - #2168473

Alexander Lloyd are looking for an experienced Compliance Monitoring Associate to lead thematic assurance reviews within a regulated financial services environment. You'll take ownership of reviews from planning through to reporting, helping to strengthen governance, identify risks, and drive continuous improvement across the business.

• Lead and deliver compliance monitoring thematic reviews from inception to completion.
• Ensure reviews are completed on time and in line with the monitoring framework.
• Prepare high-quality review documentation, including Terms of Reference and reports.
• Present findings and recommendations to key stakeholders.
• Track and follow up on agreed actions to ensure timely completion.
• Build strong relationships across Compliance, Risk, Legal, Internal Audit, Operations and other business functions.
• Provide regular progress updates and escalate issues where appropriate.
• Support wider compliance monitoring and assurance activities as required.

You will have:

• At least 5 years' experience conducting compliance monitoring or thematic reviews within pensions.
• Strong knowledge of compliance, risk and regulatory frameworks.
• Excellent analytical skills and attention to detail.
• The ability to work independently, manage multiple priorities and deliver high-quality outcomes.
• Strong stakeholder management and communication skills.

• Knowledge of UK occupational pensions, including DB, DC and Master Trust arrangements.
• Understanding of The Pensions Regulator's requirements and wider pensions legislation.
• Familiarity with pensions administration processes and regulatory breach reporting.
• Knowledge of FCA regulation and the asset management sector.
• A relevant professional qualification in compliance, risk, audit, legal or pensions.

Please quote 52717 when calling Aaron at Alexander Lloyd or email them at . This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Employee Benefits, Compliance, Pensions, Group Risk, Paraplanners, Sales Support, T&C etc.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.